WebFG23/2: Guidance for firms supporting existing mortgage borrowers impacted by rising living costs PS23/2: Changes to reporting requirements, procedures for data quality and registration of Trade Repositories under UK EMIR PS22/16: Margin requirements for non-centrally cleared derivatives: Amendments to BTS 2016/2251 WebJun 11, 2024 · This framework explains the purpose of, and our approach to the assessment of adequate financial resources, for all FCA solo-regulated firms subject to threshold …
California Legislative Information
WebApr 13, 2024 · A closer look at FG 21/3 – finalised guidance on transfers 13 April 2024 Alistair MacDougall Compliance In our recent article giving an overview of Finalised Guidance (FG 21/3), we indicated that we would pick out a few of the more interesting snippets for a closer look. WebMar 16, 2024 · FG21/1 Guidance for firms on the fair treatment of vulnerable customers The latest FCA Guidance highlights the actions firms should take to understand the needs of vulnerable customers to make sure they are treated fairly. bollywood flute
General guidance on the application of ex-post risk …
WebThe Consumer Duty. In this article, we take a deep dive into the ‘fair value’ outcome of the Consumer Duty, including a look at how firms might evaluate and evidence this outcome, and the skills and resources needed to do so. Fair value is one of the four outcomes that the FCA is seeking through its Consumer Duty initiative and which it ... WebFinal guidance for firms on how they should comply with their obligations under the new Consumer Duty. FG22/5 [PDF] Key milestones There are 5 milestones to prepare for the new rules to take effect: 1 27 July 2024 Final rules and guidance published 2 31 October 2024 Firms agree implementation plans 3 30 April 2024 Web1.3 Of the investment files assessed as unsuitable between March 2008 and September 2010, we rated half of these as unsuitable on the grounds that the investment selection failed to meet the risk a customer is willing and able to take. 1.4 The level of failure in this area is unacceptable. We have taken, and continue to take, tough action to glyphe thaldrassus